<?xml version="1.0" encoding="UTF-8"?><article xml:lang="en" article-type="research-article"><front><journal-meta><journal-id journal-id-type="pmc-domain-id">2909</journal-id><journal-id journal-id-type="pmc-domain">plants</journal-id><journal-title-group><journal-title>Plants</journal-title><abbrev-journal-title>Plants (Basel)</abbrev-journal-title></journal-title-group><publisher><publisher-name>Multidisciplinary Digital Publishing Institute (MDPI)</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="pmcid">PMC9330607</article-id><article-id pub-id-type="pmcaid">9330607</article-id><article-id pub-id-type="pmcaiid">9330607</article-id><article-id pub-id-type="pmid">35893646</article-id><article-id pub-id-type="doi">10.3390/plants11151942</article-id><title-group><article-title>Deep Learning Diagnostics of Gray Leaf Spot in Maize under Mixed Disease Field Conditions</article-title></title-group><contrib-group content-type="author"><contrib><name name-style="western"><surname>Craze</surname><given-names initials="HA">Hamish A</given-names></name><xref ref-type="aff" rid="af1-plants-11-01942">1</xref></contrib><contrib><name name-style="western"><surname>Pillay</surname><given-names initials="N">Nelishia</given-names></name><xref ref-type="aff" rid="af2-plants-11-01942">2</xref></contrib><contrib><name name-style="western"><surname>Joubert</surname><given-names initials="F">Fourie</given-names></name><xref ref-type="aff" rid="af1-plants-11-01942">1</xref></contrib><contrib><name name-style="western"><surname>Berger</surname><given-names initials="DK">Dave K</given-names></name><xref ref-type="aff" rid="af3-plants-11-01942">3</xref><xref rid="c1-plants-11-01942" ref-type="author-notes">*</xref></contrib></contrib-group><contrib-group content-type="editor"><contrib><name name-style="western"><surname>Koubouris</surname><given-names initials="G">Georgios</given-names></name><role>Academic Editor</role></contrib></contrib-group><aff id="af1-plants-11-01942"><label>1</label>Centre for Bioinformatics and Computational Biology, Department of Biochemistry, Genetics and Microbiology, Forestry and Agricultural Biotechnology Institute (FABI), University of Pretoria, Pretoria 0028, South Africa; u15030335@tuks.co.za (H.A.C.); fourie.joubert@up.ac.za (F.J.)</aff><aff id="af2-plants-11-01942"><label>2</label>Department of Computer Science, University of Pretoria, Pretoria 0028, South Africa; npillay@cs.up.ac.za</aff><aff id="af3-plants-11-01942"><label>3</label>Department of Plant and Soil Sciences, Forestry and Agricultural Biotechnology Institute (FABI), University of Pretoria, Pretoria 0028, South Africa</aff><author-notes><fn id="c1-plants-11-01942"><label>*</label><p>Correspondence: <email>dave.berger@fabi.up.ac.za</email></p></fn></author-notes><pub-date><day>26</day><month>7</month><year>2022</year></pub-date><volume>11</volume><issue>15</issue><fpage>1942</fpage><page-range>1942</page-range><pub-history><event event-type="pmc-release"><date><day>29</day><month>7</month><year>2022</year></date></event></pub-history><permissions><copyright-statement>© 2022 by the authors.</copyright-statement><license><license-p>Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (<ext-link xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="https://creativecommons.org/licenses/by/4.0/" ext-link-type="uri">https://creativecommons.org/licenses/by/4.0/</ext-link>).</license-p></license></permissions><self-uri xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="plants-11-01942.pdf" content-type="pmc-pdf"><?cloudpmc-path d2db/9330607/42a5d7c9be16/plants-11-01942.pdf?><?cloudpmc-bucket app?><?size 3356290?></self-uri><abstract id="abstract1"><title>Abstract</title><p>Maize yields worldwide are limited by foliar diseases that could be fungal, oomycete, bacterial, or viral in origin. Correct disease identification is critical for farmers to apply the correct control measures, such as fungicide sprays. Deep learning has the potential for automated disease classification from images of leaf symptoms. We aimed to develop a classifier to identify gray leaf spot (GLS) disease of maize in field images where mixed diseases were present (18,656 images after augmentation). In this study, we compare deep learning models trained on mixed disease field images with and without background subtraction. Performance was compared with models trained on PlantVillage images with single diseases and uniform backgrounds. First, we developed a modified VGG16 network referred to as “GLS_net” to perform binary classification of GLS, which achieved a 73.4% accuracy. Second, we used MaskRCNN to dynamically segment leaves from backgrounds in combination with GLS_net to identify GLS, resulting in a 72.6% accuracy. Models trained on PlantVillage images were 94.1% accurate at GLS classification with the PlantVillage testing set but performed poorly with the field image dataset (55.1% accuracy). In contrast, the GLS_net model was 78% accurate on the PlantVillage testing set. We conclude that deep learning models trained with realistic mixed disease field data obtain superior degrees of generalizability and external validity when compared to models trained using idealized datasets.</p><sec id="kwd-group1" sec-type="kwd-group" disp-level="2"><p><bold>Keywords:</bold> deep learning, plant pathology, maize, gray leaf spot, <italic>Cercospora</italic>, field conditions, crop disease</p></sec></abstract><custom-meta-group><custom-meta><meta-name>status</meta-name><meta-value>released</meta-value></custom-meta><custom-meta><meta-name>display-pdf</meta-name><meta-value>yes</meta-value></custom-meta><custom-meta><meta-name>is-olf</meta-name><meta-value>no</meta-value></custom-meta><custom-meta><meta-name>is-manuscript</meta-name><meta-value>no</meta-value></custom-meta><custom-meta><meta-name>is-preprint</meta-name><meta-value>no</meta-value></custom-meta><custom-meta><meta-name>is-journal-matter</meta-name><meta-value>no</meta-value></custom-meta><custom-meta><meta-name>is-scanned</meta-name><meta-value>no</meta-value></custom-meta><custom-meta><meta-name>is-retracted</meta-name><meta-value>no</meta-value></custom-meta></custom-meta-group></article-meta><notes notes-type="article-notes"><sec id="historyarticle-meta1" sec-type="history" disp-level="2"><p>Received 2022 May 14; Accepted 2022 Jul 22; Collection date 2022 Aug.</p></sec></notes></front><body><sec id="sec1-plants-11-01942" disp-level="1"><title>1. Introduction</title><p>Crop diseases pose a serious threat to global food security [<xref rid="B1-plants-11-01942" ref-type="bibr">1</xref>]. Disease identification methods that function well outside of the lab are needed to correctly identify diseases and prevent instances of incorrect chemical control [<xref rid="B1-plants-11-01942" ref-type="bibr">1</xref>]. Crop disease monitoring by image analysis using a hand-held device such as a mobile phone is a goal of precision agriculture [<xref rid="B2-plants-11-01942" ref-type="bibr">2</xref>]. Such a tool could be provided free to resource-limited smallholder farmers [<xref rid="B3-plants-11-01942" ref-type="bibr">3</xref>]. It could also aid in high throughput phenotyping for rapid breeding of resistant crop varieties [<xref rid="B4-plants-11-01942" ref-type="bibr">4</xref>].</p><p>Gray leaf spot (GLS) is caused by the foliar fungal pathogens <italic>Cercospora zeina</italic> or <italic>Cercospora zeae-maydis</italic> that can be responsible for significant yield losses [<xref rid="B2-plants-11-01942" ref-type="bibr">2</xref>]. It presents as small, rectangular, matchstick-like lesions that expand parallel to the leaf vein and rarely, if ever, cross it [<xref rid="B3-plants-11-01942" ref-type="bibr">3</xref>]. These lesions start off as small yellowish discolorations on the leaf surface and gradually shift to a grayish-brown hue as the disease progresses.</p><p>Deep Learning (DL) is a technology that began gaining popularity in the late 1990s [<xref rid="B4-plants-11-01942" ref-type="bibr">4</xref>,<xref rid="B5-plants-11-01942" ref-type="bibr">5</xref>,<xref rid="B6-plants-11-01942" ref-type="bibr">6</xref>], which enables the identification of features inside dynamic environments. The applications of DL are wide and varied. They have seen use in audio denoising [<xref rid="B7-plants-11-01942" ref-type="bibr">7</xref>], land classification from satellite images [<xref rid="B8-plants-11-01942" ref-type="bibr">8</xref>], self-driving cars [<xref rid="B9-plants-11-01942" ref-type="bibr">9</xref>], drone detection [<xref rid="B10-plants-11-01942" ref-type="bibr">10</xref>], and more. Over the past decade, DL has also been used for plant stress phenotyping, primarily using image data [<xref rid="B11-plants-11-01942" ref-type="bibr">11</xref>,<xref rid="B12-plants-11-01942" ref-type="bibr">12</xref>].</p><p>Most attempts to use DL to identify plant disease (<xref rid="plants-11-01942-t001" ref-type="table">Table 1</xref>) do so using datasets generated under highly controlled lab conditions such as PlantVillage [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>]. These datasets typically lack the complications endemic to the field and omit confounding features such as insect damage, multiple diseases per leaf, coalescing lesions of the same or different diseases, varied backgrounds, heterogenous lighting conditions, foreign objects in a frame such as hands and feet, and so on. When models trained on these controlled datasets are asked to perform outside of ideal conditions, they tend to perform poorly [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>,<xref rid="B14-plants-11-01942" ref-type="bibr">14</xref>].</p><table-wrap id="plants-11-01942-t001" position="float"><?disp-level 2?><label>Table 1</label><caption><p>Deep learning applications for plant disease classification.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Plant Species</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Disease</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Dataset</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Size</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Architecture</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Highest Accuracy</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">References</th></tr></thead><tbody><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Apple</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Black Rot</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">2086</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">VGG-16, VGG-19, Inception-v3, ResNet50</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">90.4%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B30-plants-11-01942" ref-type="bibr">30</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Maize</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Northern Corn Leaf Blight</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Manual *</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">1796</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">CNN</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">96.7%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B16-plants-11-01942" ref-type="bibr">16</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Maize</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Northern Corn Leaf Blight</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Manual</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">3000</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">MaskRCNN</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">96% (AP) *</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B20-plants-11-01942" ref-type="bibr">20</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Maize</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Common Rust</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">1800</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">VGG-16</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">89%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B31-plants-11-01942" ref-type="bibr">31</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Maize</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Southern Leaf Blight, Brown Spot, Curvularia Leaf Spot, Rust, Dwarf Mosaic, Gray Leaf Spot, Round Spot, Northern Leaf Blight</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage and Various</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">500</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">GoogLeNet</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">98.8%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B15-plants-11-01942" ref-type="bibr">15</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Maize</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Common Rust, Gray Leaf Spot, Northern Corn Leaf Blight, Healthy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">3852</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Modified LeNet</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">97.89%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B17-plants-11-01942" ref-type="bibr">17</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Maize</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Rust, Nothern Corn Leaf Blight, Healthy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Manual in Tandem with PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">4382</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Custom DCNN</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">88.46%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B19-plants-11-01942" ref-type="bibr">19</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Pear, cherry, peach, apple, grapevine</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">7 diseases (fungal, oomycete, bacterial, mites</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Various</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">30,880</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">CaffeNet</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">96.3%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B32-plants-11-01942" ref-type="bibr">32</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Potato</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Potato Blight</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">300</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">SVM</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">95%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B33-plants-11-01942" ref-type="bibr">33</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Soybean</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">4 diseases (fungal, bacterial), 3 abiotic stresses</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Manual, But Highly Controlled</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">6000</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">DCNN</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">94.13%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B34-plants-11-01942" ref-type="bibr">34</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Tomato</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">One bacterial, two viruses, five fungal diseases, spider mites</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">14,828</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">AlexNet, GoogLeNet and others</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">99.18%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B35-plants-11-01942" ref-type="bibr">35</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Tomato</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">5 diseases (fungal, oomycete, bacterial), 2 insects, 2 abiotic factors</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Manual</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">5000</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Faster R-CNN, R-FCN, SSD</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">85.98%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B36-plants-11-01942" ref-type="bibr">36</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Wheat</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Powdery Mildew, Smut, Black Chaff, Stripe Rust, Leaf Blotch, Leaf Rust, Healthy Wheat</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">WDD2017</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">9230</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">VGG-FCN-VD16, VGG-FCN-S</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">95.12%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B37-plants-11-01942" ref-type="bibr">37</xref>]</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">14 crops (dicots, trees monocots)</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">38 Diseases (fungal, oomycete, bacterial, viral)</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">PlantVillage</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">54,306</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">AlexNet, GoogLeNet</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">99.35%</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">[<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>]</td></tr></tbody></table><table-wrap-foot><fn id="fn2"><p>* Manual = image dataset developed by authors. * AP = Average precision. MaskRCNN networks are not assessed using accuracy.</p></fn></table-wrap-foot></table-wrap><p>There are a few papers that investigate DL and related approaches for disease identification in maize leaves [<xref rid="B15-plants-11-01942" ref-type="bibr">15</xref>,<xref rid="B16-plants-11-01942" ref-type="bibr">16</xref>,<xref rid="B17-plants-11-01942" ref-type="bibr">17</xref>,<xref rid="B18-plants-11-01942" ref-type="bibr">18</xref>,<xref rid="B19-plants-11-01942" ref-type="bibr">19</xref>,<xref rid="B20-plants-11-01942" ref-type="bibr">20</xref>]. However, most of these papers make use of PlantVillage images, apart from a series of studies on northern corn leaf blight (NCLB) detection in maize field trial images where only this disease was prevalent due to artificial inoculation [<xref rid="B16-plants-11-01942" ref-type="bibr">16</xref>,<xref rid="B20-plants-11-01942" ref-type="bibr">20</xref>,<xref rid="B21-plants-11-01942" ref-type="bibr">21</xref>].</p><p>The PlantVillage dataset [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>] also contains several confounding features that impact the generalizability of models trained using this data. Namely, both GLS and NCLB had grey backgrounds (<xref rid="plants-11-01942-f001" ref-type="fig">Figure 1</xref>a,c), all images with Common Rust (CR) had a black background (<xref rid="plants-11-01942-f001" ref-type="fig">Figure 1</xref>b), and all healthy images had no background (<xref rid="plants-11-01942-f001" ref-type="fig">Figure 1</xref>d). In effect, this means that models trained using these images could make predictions based on the presence or absence of background pixels alone.</p><fig id="plants-11-01942-f001" position="float"><?disp-level 2?><label>Figure 1</label><caption><p>Images of maize leaves obtained from PlantVillage. (<bold>a</bold>) Image labelled as GLS positive. (<bold>b</bold>) Image labelled as CR positive, note the presence of Phaeosphaeria Leaf Spot (PLS). (<bold>c</bold>) Image labelled as NCLB positive, note the presence of CR. (<bold>d</bold>) Image labelled as ‘Healthy’.</p></caption><alternatives><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="image" xlink:href="plants-11-01942-g001.jpg"><?cloudpmc-path blobs/d2db/9330607/890b1e3d946d/plants-11-01942-g001.jpg?><?cloudpmc-bucket cdn?><?image-server-status LOAD_COMPLETED?><?original-height 2816?><?original-width 2888?><?scaled-height 704?><?scaled-width 722?></graphic><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="thumb" xlink:href="plants-11-01942-g001.gif"><?cloudpmc-path blobs/d2db/9330607/f63a6e8fd343/plants-11-01942-g001.gif?><?cloudpmc-bucket cdn?></graphic></alternatives></fig><p>No approach could be found that accounts for the range of complexity in crop fields. There are three reasons thought to contribute to this: (i) the difficulty of generating a dataset of sufficient size and complexity; (ii) the need for plant pathology experts to label sufficient numbers of images for training the DL models; and (iii) datasets that produce high accuracies are more likely to be popularized than those that produce less useful results.</p><p>There is limited use in digital plant pathology of validation algorithms to confirm that DL models do indeed detect disease symptoms in images, for example, tools such as Grad-CAM [<xref rid="B22-plants-11-01942" ref-type="bibr">22</xref>] and Grad-CAM++ [<xref rid="B23-plants-11-01942" ref-type="bibr">23</xref>]. These algorithms produce heatmaps that overlay images that correlate with regions associated with class activation by a DL model. The heatmaps must be manually inspected and thus this approach is impractical at scale. However, they are vital in aiding explainability.</p><p>Image backgrounds are known to impact model performance [<xref rid="B24-plants-11-01942" ref-type="bibr">24</xref>]. Some researchers may opt to remove the background from their images via segmentation tools such as GrabCut [<xref rid="B25-plants-11-01942" ref-type="bibr">25</xref>,<xref rid="B26-plants-11-01942" ref-type="bibr">26</xref>]. These interventions require human input which, as with Grad-CAM, limits their applications at scale. Some practitioners have used DL models in a pre-processing step to remove background from images, using tools such as MaskRCNN [<xref rid="B27-plants-11-01942" ref-type="bibr">27</xref>,<xref rid="B28-plants-11-01942" ref-type="bibr">28</xref>,<xref rid="B29-plants-11-01942" ref-type="bibr">29</xref>].</p><p>The main shortcomings we identified in the field of artificial intelligence-based crop disease identification were the lack of research that makes use of in-field data in realistic conditions and a lack of methodologies that address the poor generalization exhibited by models trained on lab-based image datasets. There is limited research that accounts for multiple disease symptoms on one leaf. There are few papers that make use of explainability tools that report which pixels of the image were detected as a positive identification by the DL model [<xref rid="B38-plants-11-01942" ref-type="bibr">38</xref>]. We aimed to address this by demonstrating how models perform under realistic (i.e., uncontrolled) conditions versus idealized conditions. In addition to this, we also propose a method for segmentation using a MaskRCNN network and investigate the effect of background removal on model performance.</p><p>To our knowledge, this paper is the first contribution to the DL-driven identification of GLS in maize with mixed diseases under field conditions. In this work, it is shown that DL is capable of scaling outside of lab conditions, provided that sufficient data can be made available.</p></sec><sec id="sec2-plants-11-01942" disp-level="1"><title>2. Materials and Methods</title><sec id="sec2dot1-plants-11-01942" disp-level="2"><title>2.1. Datasets</title><p>Two data sources were used. The first was developed for this study and contained images of maize leaves with and without disease symptoms, obtained in field conditions (IF). The second was the subset of maize leaf images from PlantVillage [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>]. The IF dataset was in turn used to generate two additional datasets, the IFL and the IFNB. Each dataset is described below.</p><sec id="sec2dot1dot1-plants-11-01942" disp-level="3"><title>2.1.1. IF Dataset</title><p>The “In-field” dataset (IF) contains a total of 2332 maize leaf images. Images were obtained from a variety of maize field locations where foliar diseases are prevalent in Mpumalanga, KwaZulu-Natal, and Eastern Cape Provinces, South Africa (Berger et al., 2020). Devices ranging from smartphones to a Nikon D90 SLR camera (Tokyo, Japan)were used to capture the images. All images were resized to 224 by 224 pixels across the dataset to reduce training times and ensure homogeneity across all images. The IF dataset is available on Kaggle [<xref rid="B39-plants-11-01942" ref-type="bibr">39</xref>].</p><p>Each image was manually inspected and labelled for the presence of maize foliar diseases by plant pathologists familiar with the disease symptoms. The identities of the disease-causing fungi were confirmed for some samples by microscopy and molecular methods, namely GLS caused by <italic>C. zeina</italic> (Nsibo et al., 2019) (<xref rid="plants-11-01942-f002" ref-type="fig">Figure 2</xref>), NCLB caused by <italic>Exserohilum turcicum</italic> (Berger et al., 2020), and CR caused by <italic>Puccinia sorghi</italic> (Berger et al., 2020). Labelled images could contain one or more disease classes simultaneously. During image capture, it was commonly noted that multiple diseases could co-occur and even coalesce into unique and novel formations. For example, a GLS lesion was observed in one case inside a larger NCLB lesion (<xref rid="plants-11-01942-f002" ref-type="fig">Figure 2</xref>c).</p><fig id="plants-11-01942-f002" position="float"><?disp-level 4?><label>Figure 2</label><caption><p>Example images of GLS symptoms on maize leaves in the In-field (IF) dataset. (<bold>a</bold>) Example of GLS lesions as visualized from under the leaf. (<bold>b</bold>) Example of GLS coalescing into larger, differently shaped lesions. (<bold>c</bold>) Example of a GLS lesion (red) occurring inside an NCLB lesion (blue).</p></caption><alternatives><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="image" xlink:href="plants-11-01942-g002.jpg"><?cloudpmc-path blobs/d2db/9330607/d572ce9e67b1/plants-11-01942-g002.jpg?><?cloudpmc-bucket cdn?><?image-server-status LOAD_COMPLETED?><?original-height 1368?><?original-width 3105?><?scaled-height 342?><?scaled-width 776?></graphic><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="thumb" xlink:href="plants-11-01942-g002.gif"><?cloudpmc-path blobs/d2db/9330607/650f689ace93/plants-11-01942-g002.gif?><?cloudpmc-bucket cdn?></graphic></alternatives></fig><p><xref rid="plants-11-01942-t002" ref-type="table">Table 2</xref> gives a breakdown of the labelled dataset. <xref rid="plants-11-01942-t003" ref-type="table">Table 3</xref> contains a breakdown of the extent of disease co-occurrence within the dataset.</p><table-wrap id="plants-11-01942-t002" position="float"><?disp-level 4?><label>Table 2</label><caption><p>Breakdown of disease classes found in the In-field dataset.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Disease</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Total</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">Gray Leaf Spot (GLS)</td><td align="center" valign="middle" rowspan="1" colspan="1">1084</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Northern Corn Leaf Blight (NCLB)</td><td align="center" valign="middle" rowspan="1" colspan="1">554</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Phaeosphaeria Leaf Spot (PLS) *</td><td align="center" valign="middle" rowspan="1" colspan="1">493</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Common Rust (CR)</td><td align="center" valign="middle" rowspan="1" colspan="1">300</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Southern Rust (SR)</td><td align="center" valign="middle" rowspan="1" colspan="1">39</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">No Foliar Symptoms</td><td align="center" valign="middle" rowspan="1" colspan="1">285</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Other</td><td align="center" valign="middle" rowspan="1" colspan="1">324</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Unidentified</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">309</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Total Images</td><td align="center" valign="middle" rowspan="1" colspan="1">2332</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Total Disease observations</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">3388</td></tr></tbody></table><table-wrap-foot><fn id="fn3"><p>* Also known as White Spot Disease.</p></fn></table-wrap-foot></table-wrap><table-wrap id="plants-11-01942-t003" position="float"><?disp-level 4?><label>Table 3</label><caption><p>Extent of disease co-occurrence in the In-field (IF) dataset.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Number of Classes per Image</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Total</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">1</td><td align="center" valign="middle" rowspan="1" colspan="1">1415</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">2</td><td align="center" valign="middle" rowspan="1" colspan="1">48</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">3</td><td align="center" valign="middle" rowspan="1" colspan="1">691</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">4</td><td align="center" valign="middle" rowspan="1" colspan="1">31</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">5</td><td align="center" valign="middle" rowspan="1" colspan="1">128</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">6</td><td align="center" valign="middle" rowspan="1" colspan="1">13</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">7</td><td align="center" valign="middle" rowspan="1" colspan="1">19</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">8</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">0</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">AVG number of classes per image</td><td align="center" valign="middle" rowspan="1" colspan="1">1.45</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">STD of number of classes per image</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">0.63</td></tr></tbody></table></table-wrap><p>During training, the IF dataset was artificially augmented through mirroring and rotation at 90 degrees, which increased the dataset 8-fold to a total of 18,656 images.</p></sec><sec id="sec2dot1dot2-plants-11-01942" disp-level="3"><title>2.1.2. IFL Dataset</title><p>The “In-field_leaf” dataset (IFL) is a subset of the 2332 images in the IF dataset. It contains 615 randomly selected images. These images were manually segmented using the online tool segments.ai [<xref rid="B40-plants-11-01942" ref-type="bibr">40</xref>], in a manner shown in <xref rid="plants-11-01942-f003" ref-type="fig">Figure 3</xref>. Only the single most prominently displayed leaf was selected by the annotators. These images were later used to train a leafRCNN network (described in <xref rid="sec2dot2dot1-plants-11-01942" ref-type="sec">Section 2.2.1</xref>).</p><fig id="plants-11-01942-f003" position="float"><?disp-level 4?><label>Figure 3</label><caption><p>Example of image segmentation to define the leaf area for the “In-field_leaf” (IFL) dataset. (<bold>a</bold>) Original leaf image from the In-field (IF) dataset. (<bold>b</bold>) Leaf area from image (<bold>a</bold>) highlighted manually and shown by brown overlay using the tool available at <ext-link xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="https://segments.ai" ext-link-type="uri">https://segments.ai</ext-link> (accessed on 21 July 2022).</p></caption><alternatives><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="image" xlink:href="plants-11-01942-g003.jpg"><?cloudpmc-path blobs/d2db/9330607/7bc329a8e8a9/plants-11-01942-g003.jpg?><?cloudpmc-bucket cdn?><?image-server-status LOAD_COMPLETED?><?original-height 2064?><?original-width 2520?><?scaled-height 590?><?scaled-width 720?></graphic><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="thumb" xlink:href="plants-11-01942-g003.gif"><?cloudpmc-path blobs/d2db/9330607/bb912c700464/plants-11-01942-g003.gif?><?cloudpmc-bucket cdn?></graphic></alternatives></fig></sec><sec id="sec2dot1dot3-plants-11-01942" disp-level="3"><title>2.1.3. IFNB Dataset</title><p>The “In field_noBackground” dataset (IFNB) is a one-to-one variant of the IF dataset (including augmentation) where the leaves have been extracted from their backgrounds (<xref rid="plants-11-01942-f004" ref-type="fig">Figure 4</xref>). Leaf masking was performed by a custom MaskRCNN network referred to here as leafRCNN. leafRCNN was used to identify the area of the maize leaf. The resulting mask was then used to “extract” the leaf from the background by setting all non-leaf pixels to 0.</p><fig id="plants-11-01942-f004" position="float"><?disp-level 4?><label>Figure 4</label><caption><p>(<bold>a</bold>) Image of a maize leaf and (<bold>b</bold>) the same leaf after leafRCNN leaf area prediction and background removal.</p></caption><alternatives><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="image" xlink:href="plants-11-01942-g004.jpg"><?cloudpmc-path blobs/d2db/9330607/777efe232c23/plants-11-01942-g004.jpg?><?cloudpmc-bucket cdn?><?image-server-status LOAD_COMPLETED?><?original-height 1401?><?original-width 2577?><?scaled-height 400?><?scaled-width 736?></graphic><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="thumb" xlink:href="plants-11-01942-g004.gif"><?cloudpmc-path blobs/d2db/9330607/2b37cb3c81e6/plants-11-01942-g004.gif?><?cloudpmc-bucket cdn?></graphic></alternatives></fig></sec><sec id="sec2dot1dot4-plants-11-01942" disp-level="3"><title>2.1.4. PlantVillage Dataset</title><p>PlantVillage (PV) is a large publicly available dataset consisting of some 54,303 images across 38 class labels [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>,<xref rid="B41-plants-11-01942" ref-type="bibr">41</xref>]. Of that, 3852 are maize images. This is further split between Gray Leaf Spot (GLS), Northern Corn Leaf Blight (NCLB), Common Rust (CR), and Healthy classes (<xref rid="plants-11-01942-t004" ref-type="table">Table 4</xref>). PLS and SR diseases are not labelled in the PV dataset.</p><table-wrap id="plants-11-01942-t004" position="float"><?disp-level 4?><label>Table 4</label><caption><p>Breakdown of classes found in the PV dataset.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Disease</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Total</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">Gray Leaf Spot</td><td align="center" valign="middle" rowspan="1" colspan="1">513</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Northern Corn Leaf Blight</td><td align="center" valign="middle" rowspan="1" colspan="1">1192</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Common Rust</td><td align="center" valign="middle" rowspan="1" colspan="1">985</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Healthy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">1162</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Total</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">3852</td></tr></tbody></table></table-wrap><p>PlantVillage uses a crop-class pairing strategy to label its images. A single image will belong to a single crop and will correspond to a single disease class. Images that present with multiple diseases will only receive a single disease label. In cases where there are simultaneous disease classes on a single leaf, we were not able to determine how the main disease class was selected. This means that there are images within the PV maize subset that possess a combination of GLS, NCLB, and CR but are labelled with only one disease.</p></sec></sec><sec id="sec2dot2-plants-11-01942" disp-level="2"><title>2.2. Model and Training</title><p>All models were created using <italic>PyTorch</italic> and trained on an Nvidia V100 (Santa Clara, CA, USA) with 16GB of RAM at the CSIR Centre for High Performance Computing (CHPC) in Cape Town, South Africa. Models were trained using a regime which consisted of five separate runs, each of which contained 10 epochs. Weights were initialized using pretrained values from ImageNet. Models were reinitialized at the start of each run. A training/testing split of 75%/25% was used for all datasets. At the end of each epoch, a model’s performance on its respective testing set was assessed through loss metrics. This was then used to select the best model across all runs and epochs. A breakdown and description of all the models used are detailed below.</p><sec id="sec2dot2dot1-plants-11-01942" disp-level="3"><title>2.2.1. leafRCNN</title><p>leafRCNN was developed as a MaskRCNN [<xref rid="B29-plants-11-01942" ref-type="bibr">29</xref>] network pretrained on ImageNet [<xref rid="B42-plants-11-01942" ref-type="bibr">42</xref>]. The MaskRCNN was adapted from Pytorch’s native implementation, and a custom classification layer was added. It was trained using the IFL dataset and no data augmentation was applied. leafRCNN produces a mask that corresponds to leaf area. This mask was then used in combination with python packages <italic>NumPy</italic> and <italic>pillow</italic> to set non leaf pixels to 0, thus “segmenting” the image. MaskRCNN uses several loss metrics, these include loss_classifier, loss_box_reg, loss_mask, and loss_objectness [<xref rid="B29-plants-11-01942" ref-type="bibr">29</xref>]. These loss values were summed and averaged, and the resultant loss was used during training and backpropagation. A batch size of two was used during training.</p></sec><sec id="sec2dot2dot2-plants-11-01942" disp-level="3"><title>2.2.2. GLS_net</title><p>GLS_net was developed as a modified VGG16 CNN pretrained on ImageNet. The network was implemented using PyTorch’s native implementation and the default classifier was switched in favour of a custom classifier intended for binary classification (GLS, notGLS). A learning rate of 0.0001 was selected and ADAM [<xref rid="B43-plants-11-01942" ref-type="bibr">43</xref>] was used as the optimizer (betas = (0.63,0.968), and eps = 1 × 10<sup>−7</sup>; these values were obtained from hyperparameter tuning, the details of which are not discussed here). The loss was calculated using Binary Cross Entropy for GLS_net and the models derived from it using different datasets. GLS_net was trained using the IF dataset using a batch size of 64. The performance metrics calculated were accuracy, precision, recall, and F1 score. After training, the best GLS_net model was selected based on the best (lowest) loss across all runs and epochs of the IF testing set. This model was then used to predict the unseen PV testing set. The model’s performance across the IF and PV testing sets was then compared.</p></sec><sec id="sec2dot2dot3-plants-11-01942" disp-level="3"><title>2.2.3. GLS_net_pv</title><p>This model was identical in architecture to GLS_net, with the exception that it was trained using the PV training set using a batch size of 64. After training, GLS_net_pv was then used to predict upon the IF testing set (without any training). The model’s performance across the PV and IF testing sets was then compared (accuracy, precision, recall, and F1 score).</p></sec><sec id="sec2dot2dot4-plants-11-01942" disp-level="3"><title>2.2.4. GLS_net_noBackground</title><p>This model was identical in architecture to GLS_net, with the exception that it was trained using the IFNB training set using a batch size of 64. After training, GLS_net_noBackground was asked to predict upon the testing set of the PV dataset. The model’s performance across the IFNB and PV testing sets was then compared (accuracy, precision, recall, and F1 score).</p></sec></sec><sec id="sec2dot3-plants-11-01942" disp-level="2"><title>2.3. Visualization</title><p>Two explainability tools, described below, were used. These tools produce heatmaps that correspond to areas associated with high class activations by the CNN model being tested. Using the IF dataset and a trained GLS_net, both tools were used to provide an intuitive glimpse into the difference in performance observed between GLS_net and GLS_net_noBackground.</p><sec id="sec2dot3dot1-plants-11-01942" disp-level="3"><title>2.3.1. Grad-CAM</title><p>Grad-CAM is a tool used for “visual explanations” of CNN networks [<xref rid="B22-plants-11-01942" ref-type="bibr">22</xref>]. It produces heatmaps that when overlayed atop the original image, will correspond to areas of the image that were significant in the prediction of the output class. A paper titled “Sanity Checks for Saliency Maps” reports on the investigation of a number of visualization tools including Grad-CAM [<xref rid="B44-plants-11-01942" ref-type="bibr">44</xref>]. Grad-CAM was one of the few visualization tools investigated that passed the authors’ “sanity checks”.</p></sec><sec id="sec2dot3dot2-plants-11-01942" disp-level="3"><title>2.3.2. Grad-CAM++</title><p>Grad-CAM++ is a variant of Grad-CAM [<xref rid="B23-plants-11-01942" ref-type="bibr">23</xref>]. According to the paper, Grad-CAM may produce erroneous or poorly interpretable heatmaps when more than a single object is present in an image. Grad-CAM++ claims to improve upon this weakness and thus was selected as an additional tool for visualisation due to the multiple disease lesions within many of the images in the dataset.</p></sec></sec></sec><sec id="sec3-plants-11-01942" disp-level="1"><title>3. Results</title><sec id="sec3dot1-plants-11-01942" disp-level="2"><title>3.1. Identification of GLS Disease in Mixed Disease Images (“GLS_net” CNN)</title><p>A deep learning CNN named GLS_net was developed using the In-field (IF) dataset of 2332 images (augmented to 18,656 images), where 46% of the images had symptoms of GLS disease. Training was conducted on 75% of the images from the IF dataset (13,992). After training, the best model was selected based on it having the best (lowest) loss when applied to the testing set (the remaining 4664 images of the IF dataset). This “best” model achieved a 75.3% accuracy on the IF training set. Best loss values for each model of GLS_net applied to the testing set were compared to determine if there were any outliers. GLS_net achieved an average best loss for the testing set of 1.01 and a standard deviation of 0.0061 across all runs (<xref rid="app1-plants-11-01942" ref-type="sec">Figure S1</xref>). This indicated that the models were tightly clustered across each run with no outliers. The version of GLS_net with the best loss was selected for subsequent assessment of the testing sets.</p><p><xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref> and <xref rid="plants-11-01942-t006" ref-type="table">Table 6</xref> show a breakdown of the performance achieved by GLS_net upon the IF and PV testing sets. GLS_net performed well in identifying GLS disease in the mixed disease (IF) testing dataset (4664 images) with an accuracy of 73.4% (<xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref>). Accuracy was calculated as the number of images correctly identified as containing GLS or not, divided by the total images tested (<xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref>). Furthermore, although GLS_net was not trained using images from PV, it yielded an accuracy of 78.6% (<xref rid="plants-11-01942-t006" ref-type="table">Table 6</xref>), supporting its ability to identify the characteristic symptoms of GLS. In <xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref> (IF testing set), in 86% of cases of GLS_net predicting GLS, this reflected the ground truth (precision). However, GLS_net only finds 50% of all cases of GLS in the IF testing set (recall rate). This indicates that while GLS_net is not a sensitive model, it is a highly specific one.</p><table-wrap id="plants-11-01942-t005" position="float"><?disp-level 3?><label>Table 5</label><caption><p>Performance of GLS_net upon the IF testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Name</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Precision</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Recall</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">F1-Score</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Support</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">GLS</td><td align="center" valign="middle" rowspan="1" colspan="1">86.3</td><td align="center" valign="middle" rowspan="1" colspan="1">50.0</td><td align="center" valign="middle" rowspan="1" colspan="1">63.3</td><td align="center" valign="middle" rowspan="1" colspan="1">2136</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">notGLS</td><td align="center" valign="middle" rowspan="1" colspan="1">68.8</td><td align="center" valign="middle" rowspan="1" colspan="1">93.3</td><td align="center" valign="middle" rowspan="1" colspan="1">79.2</td><td align="center" valign="middle" rowspan="1" colspan="1">2528</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Macro Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">77.5</td><td align="center" valign="middle" rowspan="1" colspan="1">71.6</td><td align="center" valign="middle" rowspan="1" colspan="1">71.2</td><td align="center" valign="middle" rowspan="1" colspan="1">4664</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Weighted Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">76.8</td><td align="center" valign="middle" rowspan="1" colspan="1">73.4</td><td align="center" valign="middle" rowspan="1" colspan="1">71.9</td><td align="center" valign="middle" rowspan="1" colspan="1">4664</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Accuracy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">73.4</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td></tr></tbody></table><table-wrap-foot><fn id="fn4"><p>Values are provided as percentages (%). Precision = TP/(TP + FP), Recall = TP/(TP + FN), Accuracy = (TP + TN)/(TP + TN + FP + FN). TP = true positive; FP = false positive; TN = true negative; FN = false negative. F1-Score = 2 × (Precision × Recall)/(Precision + Recall). Macro Avg: verage score of metric assuming equal weighting (cannot be calculated from this table, requires underlying data). Weighted Avg: Average weighted score of metric. Metrics are weighted according to class proportion (cannot be calculated from this table, requires underlying data). Support: The total number of images associated with the class.</p></fn></table-wrap-foot></table-wrap><table-wrap id="plants-11-01942-t006" position="float"><?disp-level 3?><label>Table 6</label><caption><p>Performance of GLS_net upon the PV testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Name</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Precision</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Recall</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">F1-Score</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Support</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">GLS</td><td align="center" valign="middle" rowspan="1" colspan="1">37.5</td><td align="center" valign="middle" rowspan="1" colspan="1">65.7</td><td align="center" valign="middle" rowspan="1" colspan="1">47.7</td><td align="center" valign="middle" rowspan="1" colspan="1">143</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">notGLS</td><td align="center" valign="middle" rowspan="1" colspan="1">93.1</td><td align="center" valign="middle" rowspan="1" colspan="1">80.9</td><td align="center" valign="middle" rowspan="1" colspan="1">86.6</td><td align="center" valign="middle" rowspan="1" colspan="1">820</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Macro Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">65.3</td><td align="center" valign="middle" rowspan="1" colspan="1">73.3</td><td align="center" valign="middle" rowspan="1" colspan="1">67.1</td><td align="center" valign="middle" rowspan="1" colspan="1">963</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Weighted Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">84.9</td><td align="center" valign="middle" rowspan="1" colspan="1">78.6</td><td align="center" valign="middle" rowspan="1" colspan="1">80.8</td><td align="center" valign="middle" rowspan="1" colspan="1">963</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Accuracy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">78.6</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td></tr></tbody></table></table-wrap><p>GLS_net finds a higher proportion of GLS images in the PV testing set (65.7% recall rate, <xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref>) than in the IF testing set, which indicates that the presentations of GLS within the PV testing set are more homogenous than those of the IF testing set. Precision by GLS_net in identifying GLS was much lower for the PV testing set (37.5%). This may be explained by two factors: (i) the PV dataset was not labelled with the idea of disease co-occurrence in mind, and (ii) PV contains mislabelled images (<xref rid="sec2dot1dot4-plants-11-01942" ref-type="sec">Section 2.1.4</xref>).</p><p>To estimate the extent of mislabelling, 100 random images were selected from the CR and NCLB subsets (2177 images) of the PV dataset. Manual inspection revealed 44 of the 100 images to also contain GLS symptoms, indicating an estimated false negative rate in the PV dataset of 44% (95% confidence interval [34%, 54%]). Therefore, single disease labelling and mislabelling may have impacted the precision seen in <xref rid="plants-11-01942-t006" ref-type="table">Table 6</xref>.</p></sec><sec id="sec3dot2-plants-11-01942" disp-level="2"><title>3.2. Identification of GLS Disease in Mixed Disease Images Using Model Trained on PlantVillage Images (“GLS_net_pv” CNN)</title><p>A deep learning CNN named GLS_net_pv was developed using the PV dataset of 3852 images, where 13% of the images were labelled as GLS disease. GLS_net_pv achieved an average best loss for the testing set of 1.01 with a standard deviation of 0.0061. The version of GLS_net_pv with the best loss (0.248) was selected for subsequent assessment (<xref rid="app1-plants-11-01942" ref-type="sec">Figure S2</xref>).</p><p><xref rid="plants-11-01942-t007" ref-type="table">Table 7</xref> and <xref rid="plants-11-01942-t008" ref-type="table">Table 8</xref> show a breakdown of the performance achieved by GLS_net_pv upon the PV and IF testing sets. Overall, performance was dissimilar between the two testing sets. GLS_net_pv achieved a 94.1% accuracy on the PV testing set, which is comparable with models trained with PV in previous studies (<xref rid="plants-11-01942-t001" ref-type="table">Table 1</xref>). However, when GLS_net_pv was asked to predict upon the less idealized IF dataset (<xref rid="plants-11-01942-t008" ref-type="table">Table 8</xref>), a drop-off in accuracy is seen (55.1%). This trend is consistent across all measure metrics.</p><table-wrap id="plants-11-01942-t007" position="float"><?disp-level 3?><label>Table 7</label><caption><p>Performance of GLS_net_pv upon the PV testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Name</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Precision</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Recall</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">F1-Score</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Support</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">GLS</td><td align="center" valign="middle" rowspan="1" colspan="1">89.8</td><td align="center" valign="middle" rowspan="1" colspan="1">67.8</td><td align="center" valign="middle" rowspan="1" colspan="1">77.3</td><td align="center" valign="middle" rowspan="1" colspan="1">143</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">notGLS</td><td align="center" valign="middle" rowspan="1" colspan="1">94.6</td><td align="center" valign="middle" rowspan="1" colspan="1">98.7</td><td align="center" valign="middle" rowspan="1" colspan="1">96.6</td><td align="center" valign="middle" rowspan="1" colspan="1">820</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Macro Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">92.2</td><td align="center" valign="middle" rowspan="1" colspan="1">83.2</td><td align="center" valign="middle" rowspan="1" colspan="1">86.9</td><td align="center" valign="middle" rowspan="1" colspan="1">963</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Weighted Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">93.9</td><td align="center" valign="middle" rowspan="1" colspan="1">94.1</td><td align="center" valign="middle" rowspan="1" colspan="1">93.7</td><td align="center" valign="middle" rowspan="1" colspan="1">963</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Accuracy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">94.1</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td></tr></tbody></table></table-wrap><table-wrap id="plants-11-01942-t008" position="float"><?disp-level 3?><label>Table 8</label><caption><p>Performance of GLS_net_pv upon the IF testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Name</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Precision</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Recall</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">F1-Score</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Support</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">GLS</td><td align="center" valign="middle" rowspan="1" colspan="1">61.2</td><td align="center" valign="middle" rowspan="1" colspan="1">5.2</td><td align="center" valign="middle" rowspan="1" colspan="1">9.7</td><td align="center" valign="middle" rowspan="1" colspan="1">2136</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">notGLS</td><td align="center" valign="middle" rowspan="1" colspan="1">54.8</td><td align="center" valign="middle" rowspan="1" colspan="1">97.2</td><td align="center" valign="middle" rowspan="1" colspan="1">70.1</td><td align="center" valign="middle" rowspan="1" colspan="1">2528</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Macro Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">58.0</td><td align="center" valign="middle" rowspan="1" colspan="1">51.2</td><td align="center" valign="middle" rowspan="1" colspan="1">39.9</td><td align="center" valign="middle" rowspan="1" colspan="1">4664</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Weighted Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">57.7</td><td align="center" valign="middle" rowspan="1" colspan="1">55.1</td><td align="center" valign="middle" rowspan="1" colspan="1">42.4</td><td align="center" valign="middle" rowspan="1" colspan="1">4664</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Accuracy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">55.1</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td></tr></tbody></table></table-wrap><p>Notably, recall of GLS_net_pv upon the IF testing set drops to 5.2% (<xref rid="plants-11-01942-t008" ref-type="table">Table 8</xref>). This indicates that models trained using PV are highly insensitive to GLS symptoms in mixed disease images that are often observed in the field. The IF testing set has a class balance of 46% GLS and 54% notGLS. GLS_net_pv achieves an accuracy of 55.1%, which is only marginally better than an accuracy achieved by a zero rule classifier (predicts based solely on class balance). The results indicated that models trained using PV failed to generalize outside of the PV dataset.</p></sec><sec id="sec3dot3-plants-11-01942" disp-level="2"><title>3.3. Development of a CNN to Extract the Leaf Area from an Image (leafRCNN)</title><p>We attempted to improve the accuracy of GLS disease identification in images by “removing” non-leaf background pixels. A subset of 615 images from the IF dataset was used to train a MaskRCNN model to identify the main leaf area in an image. The resultant model, named leafRCNN, was successful in identifying and localizing the main leaf body in an image (<xref rid="plants-11-01942-t009" ref-type="table">Table 9</xref>, <xref rid="app1-plants-11-01942" ref-type="sec">Figure S3</xref>). Notably, leafRCNN was able to differentiate between leaves and obvious foreign objects such as hands and fingers (<xref rid="plants-11-01942-f004" ref-type="fig">Figure 4</xref>b). leafRCNN was deemed adequate and was used to perform leaf and background segmentation across the remainder of the IF dataset (1717 images) to generate the IFNB dataset.</p><table-wrap id="plants-11-01942-t009" position="float"><?disp-level 3?><label>Table 9</label><caption><p>leafRCNN performance upon the IFL testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Metric</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">IoU Range</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Score</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">Bbox Precision</td><td align="center" valign="middle" rowspan="1" colspan="1">0.50:0.95</td><td align="center" valign="middle" rowspan="1" colspan="1">99.0%</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Bbox Recall</td><td align="center" valign="middle" rowspan="1" colspan="1">0.50:0.95</td><td align="center" valign="middle" rowspan="1" colspan="1">99.0%</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Segm Precision</td><td align="center" valign="middle" rowspan="1" colspan="1">0.50:0.95</td><td align="center" valign="middle" rowspan="1" colspan="1">92.3%</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Segm Recall</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">0.50:0.95</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">94.4%</td></tr></tbody></table><table-wrap-foot><fn id="fn5"><p>Bbox = Bounding Box. MaskRCNN predicts bounding boxes where it believes instances to be contained within. These metrics track how well leafRCNN predicts bounding boxes that overlap with the ground truth (GT). Segm = Segmentation. MaskRCNN predicts masks that should overlay with GT labels. These metrics track how well these predicted masks overlap with GT. Precision = The average precision value obtained between multiple IoU values. Recall = The average recall value obtained between multiple IoU values. IoU = Intersection over Union. Measures the degree of overlap between two 2D objects. 0.50:0.95 indicates that the obtained Precision and Recall values were generated over a range of IoU values between 0.50 and 0.95 using a 0.05 step. Further metrics of leafRCNN performance are given in <xref rid="app1-plants-11-01942" ref-type="sec">Tables S1 and S2</xref>.</p></fn></table-wrap-foot></table-wrap></sec><sec id="sec3dot4-plants-11-01942" disp-level="2"><title>3.4. Identification of GLS Disease in Mixed Disease Images Using Model Trained on In Field Images without Background (“GLS_net_noBackground” CNN)</title><p>The deep learning CNN named GLS_net_noBackground was developed using the IFNB dataset of 18,656 images. After training models on the training set (75% of IFNB images), the models were compared using the testing set (25% of IFNB images). The best GLS_net_noBackground models achieved an average best loss of 1.0481 with a standard deviation of 0.0023 (<xref rid="app1-plants-11-01942" ref-type="sec">Figure S4</xref>). This indicated that models were tightly clustered across each run. The best loss achieved was 1.0441. This version of GLS_net_noBackground was selected for subsequent assessment.</p><p>GLS_net_noBackground achieved an accuracy of 72.6% in identifying GLS disease in the testing set of images with the background removed (IFNB dataset) (<xref rid="plants-11-01942-t010" ref-type="table">Table 10</xref>). This was marginally worse than the 73.4% accuracy of GLS_net on the same set of images without background removal (IF dataset) (<xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref>). The other performance metrics, such as precision and recall were also very similar between the two models (compare <xref rid="plants-11-01942-t010" ref-type="table">Table 10</xref> with <xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref>). Using a one-tailed t-test, it was found that the decrease in accuracy between GLS_net (M = 73.25, SD = 1.22) and GLS_net_noBackground (M = 72.27, SD = 0.16) was significant (t(8) = 1.8818, <italic>p</italic> = 0.048). These results indicate that training DL models with datasets where backgrounds have been removed do not significantly improve the identification of GLS disease.</p><table-wrap id="plants-11-01942-t010" position="float"><?disp-level 3?><label>Table 10</label><caption><p>Performance of GLS_net_noBackground upon the IFNB testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Name</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Precision</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Recall</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">F1-Score</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Support</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">GLS</td><td align="center" valign="middle" rowspan="1" colspan="1">85.0</td><td align="center" valign="middle" rowspan="1" colspan="1">48.8</td><td align="center" valign="middle" rowspan="1" colspan="1">62.0</td><td align="center" valign="middle" rowspan="1" colspan="1">2136</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">notGLS</td><td align="center" valign="middle" rowspan="1" colspan="1">68.2</td><td align="center" valign="middle" rowspan="1" colspan="1">92.7</td><td align="center" valign="middle" rowspan="1" colspan="1">78.6</td><td align="center" valign="middle" rowspan="1" colspan="1">2528</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Macro Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">76.6</td><td align="center" valign="middle" rowspan="1" colspan="1">70.8</td><td align="center" valign="middle" rowspan="1" colspan="1">70.3</td><td align="center" valign="middle" rowspan="1" colspan="1">4664</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Weighted Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">75.9</td><td align="center" valign="middle" rowspan="1" colspan="1">72.6</td><td align="center" valign="middle" rowspan="1" colspan="1">71.0</td><td align="center" valign="middle" rowspan="1" colspan="1">4664</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Accuracy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">72.6</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td></tr></tbody></table></table-wrap><p>GLS_net_noBackground was able to detect GLS disease in the PV dataset to a similar level of accuracy as GLS_net (76.1% and 78.6%, respectively), but also with low precision, likely due to the limitations of the PV dataset labelling as discussed in <xref rid="sec3dot1-plants-11-01942" ref-type="sec">Section 3.1</xref> (compare <xref rid="plants-11-01942-t011" ref-type="table">Table 11</xref> with <xref rid="plants-11-01942-t006" ref-type="table">Table 6</xref>).</p><table-wrap id="plants-11-01942-t011" position="float"><?disp-level 3?><label>Table 11</label><caption><p>Performance of GLS_net_noBackground upon the PV testing set.</p></caption><table frame="hsides" rules="groups"><thead><tr><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Name</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Precision</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Recall</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">F1-Score</th><th align="center" valign="middle" style="border-top:solid thin;border-bottom:solid thin" rowspan="1" colspan="1">Support</th></tr></thead><tbody><tr><td align="center" valign="middle" rowspan="1" colspan="1">GLS</td><td align="center" valign="middle" rowspan="1" colspan="1">35.6</td><td align="center" valign="middle" rowspan="1" colspan="1">75.5</td><td align="center" valign="middle" rowspan="1" colspan="1">48.4</td><td align="center" valign="middle" rowspan="1" colspan="1">143</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">notGLS</td><td align="center" valign="middle" rowspan="1" colspan="1">94.7</td><td align="center" valign="middle" rowspan="1" colspan="1">76.2</td><td align="center" valign="middle" rowspan="1" colspan="1">84.5</td><td align="center" valign="middle" rowspan="1" colspan="1">820</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Macro Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">65.2</td><td align="center" valign="middle" rowspan="1" colspan="1">75.9</td><td align="center" valign="middle" rowspan="1" colspan="1">66.4</td><td align="center" valign="middle" rowspan="1" colspan="1">963</td></tr><tr><td align="center" valign="middle" rowspan="1" colspan="1">Weighted Avg</td><td align="center" valign="middle" rowspan="1" colspan="1">85.9</td><td align="center" valign="middle" rowspan="1" colspan="1">76.1</td><td align="center" valign="middle" rowspan="1" colspan="1">79.1</td><td align="center" valign="middle" rowspan="1" colspan="1">963</td></tr><tr><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">Accuracy</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">76.1</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td><td align="center" valign="middle" style="border-bottom:solid thin" rowspan="1" colspan="1">
</td></tr></tbody></table></table-wrap></sec><sec id="sec3dot5-plants-11-01942" disp-level="2"><title>3.5. Visualization</title><p><xref rid="plants-11-01942-f005" ref-type="fig">Figure 5</xref> shows examples of heatmaps generated by Grad-CAM and Grad-CAM++ using the network activations of GLS_net on images from the IF dataset that contain GLS. Grad-CAM heatmaps in <xref rid="plants-11-01942-f005" ref-type="fig">Figure 5</xref>a,b show activations around some of the GLS lesions. However, in <xref rid="plants-11-01942-f005" ref-type="fig">Figure 5</xref>c the main activation corresponds to a bright region above the leaf edge, with a weak activation around the lesion on the leaf. Grad-CAM++ is purported to function better in scenarios where there are multiple instances of classes within a single image [<xref rid="B23-plants-11-01942" ref-type="bibr">23</xref>]. However, when applied to diseased maize leaf images, Grad-CAM++ heatmaps tended to activate in regions of high contrast on the images, such as the edges of leaves as can be seen in <xref rid="plants-11-01942-f005" ref-type="fig">Figure 5</xref>c. These representative results indicate that the lack of good correlation between actual GLS lesions and heatmap activation may be due to problems with Grad-CAM in extracting the network activation data from these types of images.</p><fig id="plants-11-01942-f005" position="float"><?disp-level 3?><label>Figure 5</label><caption><p>Heatmaps from Grad-CAM and Grad-CAM++ software, which are designed to illustrate image regions detected as GLS positive by a CNN, such as GLS_net, are shown here. Panels (<bold>a</bold>–<bold>c</bold>) show three GLS positive representative images from the IF dataset. Each panel shows (from left to right) the input image that was scored as GLS positive by GLS_net, the Grad-CAM heatmap, and the Grad-CAM++ heatmap, respectively. Panel (<bold>d</bold>) contains a colour scale to aid in interpretation, blue indicates no activation, while red indicates high levels of activation.</p></caption><alternatives><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="image" xlink:href="plants-11-01942-g005a.jpg"><?cloudpmc-path blobs/d2db/9330607/316b3740ec75/plants-11-01942-g005a.jpg?><?cloudpmc-bucket cdn?><?image-server-status LOAD_COMPLETED?><?original-height 2998?><?original-width 3762?><?scaled-height 599?><?scaled-width 752?></graphic><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="thumb" xlink:href="plants-11-01942-g005a.gif"><?cloudpmc-path blobs/d2db/9330607/d3a843509595/plants-11-01942-g005a.gif?><?cloudpmc-bucket cdn?></graphic></alternatives><alternatives><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="image" xlink:href="plants-11-01942-g005b.jpg"><?cloudpmc-path blobs/d2db/9330607/61ac4d1a52b7/plants-11-01942-g005b.jpg?><?cloudpmc-bucket cdn?><?image-server-status LOAD_COMPLETED?><?original-height 1748?><?original-width 3716?><?scaled-height 350?><?scaled-width 743?></graphic><graphic xmlns:xlink="http://www.w3.org/1999/xlink" content-type="thumb" xlink:href="plants-11-01942-g005b.gif"><?cloudpmc-path blobs/d2db/9330607/2357c1fb25d6/plants-11-01942-g005b.gif?><?cloudpmc-bucket cdn?></graphic></alternatives></fig></sec></sec><sec id="sec4-plants-11-01942" disp-level="1"><title>4. Discussion</title><p>The main finding from this study was the development of a CNN named GLS_net, which could identify GLS disease symptoms on maize leaf disease images at an accuracy of 73.4%. Importantly, this accuracy was achieved from field images with symptoms of mixed diseases common in sub-Saharan Africa [<xref rid="B45-plants-11-01942" ref-type="bibr">45</xref>]. The main diseases in addition to GLS, which has thin matchstick-like lesions, were NCLB which has larger cigar-shaped lesions with pointed ends, CR which is characterized by reddish-brown pustules, and PLS with white spots [<xref rid="B3-plants-11-01942" ref-type="bibr">3</xref>,<xref rid="B45-plants-11-01942" ref-type="bibr">45</xref>,<xref rid="B46-plants-11-01942" ref-type="bibr">46</xref>]. The GLS_net CNN was developed using a relatively small dataset of 2332 images, but augmentation was used to increase the dataset 8-fold prior to training.</p><p>In this study, a second CNN named GLS_net_pv was trained using the PlantVillage maize disease dataset. This is a standardized dataset photographed in the lab against a homogenous background with single leaf images labelled as GLS, NCLB, CR, or no disease. GLS_net_pv achieved an accuracy of 94.1% on the PV testing set, which is similar to accuracies in the 90th percentile from previous deep learning models trained on the PV dataset [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>,<xref rid="B17-plants-11-01942" ref-type="bibr">17</xref>,<xref rid="B19-plants-11-01942" ref-type="bibr">19</xref>,<xref rid="B34-plants-11-01942" ref-type="bibr">34</xref>,<xref rid="B35-plants-11-01942" ref-type="bibr">35</xref>]. However, GLS_net_pv performed poorly at identifying GLS in the field-derived mixed disease dataset with an accuracy of 55.1%, which illustrates the problem of applying a lab-image trained model to more complex field images. In contrast, the mixed-disease field image trained model GLS_net performed well in GLS identification in the PV dataset (78.6% accuracy) and the field disease dataset (73.4% accuracy). We conclude that (i) models can be trained using data obtained under realistic conditions and still provide reliable disease predictions; and (ii) these models are more robust and consistent across datasets. The accuracy of GLS_net is likely to increase as more images are added to the dataset. Hyper-parameter tuning is an additional approach that could be used to improve the GLS_net model [<xref rid="B47-plants-11-01942" ref-type="bibr">47</xref>].</p><p>Background removal has been considered a method to improve the performance of CNNs by removing confounding objects from images [<xref rid="B27-plants-11-01942" ref-type="bibr">27</xref>]. Field images of maize leaves with disease symptoms were thought to be good candidates for background removal since most images were made up of the main leaf in focus with different backgrounds. MaskRCNN has proven to be a useful tool for image segmentation [<xref rid="B28-plants-11-01942" ref-type="bibr">28</xref>,<xref rid="B48-plants-11-01942" ref-type="bibr">48</xref>]. In this study, it was adapted to produce a model called LeafRCNN which extracted maize leaves from their backgrounds. Importantly this was achieved with a relatively small subset of training images from the IF dataset, which were manually labelled using segments.ai [<xref rid="B40-plants-11-01942" ref-type="bibr">40</xref>] for ground-truthing. LeafRCNN was then used to automatically remove the background of the complete IF dataset. Alternative methods of background removal such as GrabCut are potentially more time-consuming since GrabCut requires more manual intervention to be performed effectively [<xref rid="B49-plants-11-01942" ref-type="bibr">49</xref>]. For this approach to work best, datasets should be comparatively homogenous, as is the case with the IF dataset where most images had a single leaf in focus.</p><p>Surprisingly, the removal of backgrounds from the maize mixed disease image set did not produce a CNN (GLS_net_noBackground) with better GLS identification than the CNN trained on the original images with backgrounds (GLS_net). GLS_net_noBackground had a 72.6% accuracy compared to GLS_net accuracy of 73.4% (<xref rid="plants-11-01942-t005" ref-type="table">Table 5</xref> and <xref rid="plants-11-01942-t010" ref-type="table">Table 10</xref>). A possible reason may be that some networks employ contextual cues to perform classification. In this regard, Xiao et al. [<xref rid="B24-plants-11-01942" ref-type="bibr">24</xref>] noted that some models in their study were able to achieve “non-trivial accuracy by relying on the background alone”. However, background removal has proven useful in some cases in improving CNN performance [<xref rid="B27-plants-11-01942" ref-type="bibr">27</xref>,<xref rid="B38-plants-11-01942" ref-type="bibr">38</xref>]. Further research is required to determine why the removal of backgrounds around maize leaf disease field images did not result in significant improvements to the DL-based mixed disease identification.</p><p>In this study, versions of GradCAM [<xref rid="B22-plants-11-01942" ref-type="bibr">22</xref>,<xref rid="B23-plants-11-01942" ref-type="bibr">23</xref>] were employed to attempt to identify which regions of images were activated by the GLS_net CNN. It was found that the GradCAM heatmaps were activated in the correct areas of GLS lesions in some images, however, GradCAM++ did not perform well since it activated non-disease regions of high contrast on the images. GradCAM has been used previously to interrogate CNNs developed for plant disease images [<xref rid="B38-plants-11-01942" ref-type="bibr">38</xref>], however, performance was better for images where backgrounds had been removed. This indicates that further optimisation of validation tools is required to deal with complex subjects such as mixed disease images. Improved validation tools are required since it has been noted that implementing DL models in practise with a lack of explainability may hold ethical and legal implications [<xref rid="B50-plants-11-01942" ref-type="bibr">50</xref>].</p><p>Plant disease image datasets that have been used for training DL models for disease identification have to date been focused on single diseases on a single leaf, for example, PlantVillage (54,306 images for 14 plant species) [<xref rid="B13-plants-11-01942" ref-type="bibr">13</xref>] and the maize image database with NCLB images (18,222 images) [<xref rid="B51-plants-11-01942" ref-type="bibr">51</xref>]. Such public datasets are commendable and have been used by others for the development of single disease/single leaf DL models [<xref rid="B15-plants-11-01942" ref-type="bibr">15</xref>,<xref rid="B20-plants-11-01942" ref-type="bibr">20</xref>,<xref rid="B30-plants-11-01942" ref-type="bibr">30</xref>].</p><p>The goal of our study was to address the challenge of identifying GLS disease in field images where symptoms of more than one disease were present on one leaf, and thus we developed a custom dataset of 2332 images, which was increased to 18,656 by augmentation. We initially attempted to develop a GLS disease identification CNN (GLSnet_pv) using the PlantVillage dataset for training, however, the accuracy was not sufficient compared to the GLS_net trained on the more complex multi-disease dataset. This highlighted some of the limitations of lab image datasets such as PlantVillage. First, images are only labelled with a single disease, however, some leaves had additional disease symptoms (see <xref rid="plants-11-01942-f001" ref-type="fig">Figure 1</xref>b,c for examples). Second, the maize no-disease images were zoomed in so that the leaf filled the image with no background, whereas most maize disease images showed leaf pieces with either a grey or black homogenous background. A CNN trained on this dataset to distinguish between maize disease and no-disease could achieve an inappropriately high level of accuracy based on the presence or absence of background pixels.</p><p>There is a need in the discipline of plant disease diagnosis to expand the current image datasets that are available for developing artificial intelligence solutions with deep learning. In this study, maize disease images were labelled for the presence or absence of different diseases by experienced field plant pathologists, a low throughput process. In addition, leaf areas were extracted using an online tool [<xref rid="B40-plants-11-01942" ref-type="bibr">40</xref>]. The bottleneck in generating useful datasets is labelling each image to indicate either (i) the presence/absence of a disease symptom; or (ii) segmenting each image to define the positions of disease symptoms. Segmentation is important for applications where disease quantification is required, such as in crop breeding for disease resistance [<xref rid="B28-plants-11-01942" ref-type="bibr">28</xref>,<xref rid="B47-plants-11-01942" ref-type="bibr">47</xref>]. Current image datasets have the limitation that they are static, and not updated. There is a need for a collaborative image database platform that is (i) open access, (ii) actively maintained and curated, and (iii) searchable.</p></sec><sec id="sec5-plants-11-01942" disp-level="1"><title>5. Conclusions</title><p>This work addresses the challenge of automatically identifying a single maize leaf disease (gray leaf spot) in realistic field images where there is more than one disease type on a leaf image. Most previous attempts at applying artificial intelligence to plant disease identification were based on image datasets with a single disease per leaf, often with homogenous backgrounds (see <xref rid="plants-11-01942-t001" ref-type="table">Table 1</xref>). First, this work contributes a field-captured labelled dataset of 2332 maize leaf images with mixed disease symptoms [<xref rid="B39-plants-11-01942" ref-type="bibr">39</xref>]. Second, a deep learning (DL) model based on convolutional neural networks (GLS_net) trained on the field dataset was able to identify GLS disease at 73.4% in the field image testing set. This highlights the importance of training DL models with realistic field images, as it was a major improvement compared to the 55.1% accuracy of a DL model trained on the PlantVillage maize dataset (single disease, uniform background images). Third, pre-processing images by removing the background around the leaf (using a DL model leafRCNN) to produce a new training set did not improve the accuracy of GLS disease identification. Future improvements will include (i) a systematic approach to upscaling the number of mixed disease images in the training set based on the number of different disease classes; and (ii) an ensemble approach to identifying more than one disease in mixed disease images.</p></sec><sec id="ack1" sec-type="ack" disp-level="1"><title>Acknowledgments</title><p>Members of the Molecular Plant-Pathogen Interactions research group, FABI, University of Pretoria are acknowledged for (i) contributing images of maize foliar diseases, and (ii) identifying disease symptoms in the images.</p></sec><sec id="app1-plants-11-01942" sec-type="app" disp-level="1"><title>Supplementary Materials</title><p>The following supporting information can be downloaded at <ext-link xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="https://www.mdpi.com/article/10.3390/plants11151942/s1" ext-link-type="uri">https://www.mdpi.com/article/10.3390/plants11151942/s1</ext-link>: Figure S1: GLS_net performance; Figure S2: GLS_net_pv performance; Figure S3: leafRCNN performance; Figure S4: GLS_net_noBackground performance; Table S1: Detailed leafRCNN performance upon the IFL testing set; Table S2: leafRCNN loss upon the IFL testing set. IF dataset: <ext-link xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="https://www.kaggle.com/datasets/hamishcrazeai/maize-in-field-dataset" ext-link-type="uri">https://www.kaggle.com/datasets/hamishcrazeai/maize-in-field-dataset</ext-link> (accessed on 21 July 2022) (See Reference [<xref rid="B39-plants-11-01942" ref-type="bibr">39</xref>] for DOI). IFL dataset: <ext-link xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="https://segments.ai/Hamish_Craze/GLS_instanceSegmentationEasy_leaf/" ext-link-type="uri">https://segments.ai/Hamish_Craze/GLS_instanceSegmentationEasy_leaf/</ext-link> (accessed on 21 July 2022).</p><supplementary-material id="plants-11-01942-s001" position="float"><media xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="plants-11-01942-s001.zip" mimetype="application" mime-subtype="zip"><?cloudpmc-path d2db/9330607/47dfd89f0eb7/plants-11-01942-s001.zip?><?cloudpmc-bucket app?><?size 581449?><caption><p>Click here for additional data file.</p></caption></media></supplementary-material></sec><sec id="notes1" disp-level="1"><title>Author Contributions</title><p>Conceptualization, D.K.B.; methodology, H.A.C., N.P., F.J., D.K.B.; software, H.A.C.; validation, H.A.C.; formal analysis, H.A.C.; investigation, H.A.C.; resources, F.J., H.A.C.; data curation, H.A.C.; writing—first draft, H.A.C., D.K.B.; writing—review and editing, F.J., N.P., D.K.B.; visualization, H.A.C.; supervision, F.J., N.P., D.K.B.; project administration, D.K.B.; funding acquisition, D.K.B. All authors have read and agreed to the published version of the manuscript.</p></sec><sec id="notes2" disp-level="1"><title>Institutional Review Board Statement</title><p>Not applicable.</p></sec><sec id="notes3" disp-level="1"><title>Informed Consent Statement</title><p>Not applicable.</p></sec><sec id="notes4" disp-level="1"><title>Data Availability Statement</title><p>Data is available in the <xref rid="app1-plants-11-01942" ref-type="sec">Supplementary Materials</xref>.</p></sec><sec id="notes5" disp-level="1"><title>Conflicts of Interest</title><p>The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.</p></sec><sec id="funding-statement1" xml:lang="en" disp-level="1"><title>Funding Statement</title><p>This research was funded by the National Research Foundation, South Africa, grant number 120389.</p></sec><sec id="fn-group1" sec-type="fn-group" disp-level="1"><title>Footnotes</title><fn-group><fn id="fn1"><p><bold>Publisher’s Note:</bold> MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.</p></fn></fn-group></sec><sec id="ref-list1" sec-type="ref-list" disp-level="1"><title>References</title><sec id="ref-list1_sec2" disp-level="2"><ref-list><ref id="B1-plants-11-01942"><label>1.</label><mixed-citation><named-content content-type="citation-string">Savary S., Willocquet L., Pethybridge S.J., Esker P., McRoberts N., Nelson A. 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